Faces behind the frame
The People Behind the Perspective.
Experience shapes our view. People bring it to life.
Summit Global is built on the collective experience, independent thinking and shared commitment of the people who lead our enterprise and manage our clients’ capital. From executive leadership to our investment professionals, our team brings diverse perspectives together around a common standard—disciplined thinking, thoughtful stewardship and a clear focus on what comes next.
Dave Harden: Driving Innovation, Growth, and Excellence at Summit Global
Dave Harden is the Founder, CEO, and Chief Investment Officer at Summit Global Investments (SGI), a firm he built with a steadfast commitment to disciplined investing, risk management, and a vision for long-term financial stewardship. Under Dave’s leadership, SGI has grown steadily over the past 15 years to become a powerhouse in the investment management industry, with over $2.4 billion in assets under management (AUM). SGI continues to attract top-tier investors and advisors.
Dave has been the driving force behind SGI’s innovative portfolio strategies, including its expansion into ETFs featuring a unique options trading overlay. His disciplined investment philosophy focuses on delivering superior risk-adjusted returns, earning him and the firm recognition from industry peers and national media. Dave is a frequent guest on CNBC and other financial media platforms, where he shares his insights on market trends, portfolio construction, and risk management strategies.
Recognized for Industry Excellence
Under Dave’s leadership, Summit Global Investments has been widely recognized for its excellence in asset management, risk-adjusted performance, and responsible investing. SGI’s industry accolades include:
- 2020-23, 2025 Investor’s Business Daily – Five-time award recipient for Best Mutual Fund
- 2025 Newsweek’s Top 100 Advisory Firms in the US – Honoring leading financial advisory firms nationwide
These achievements reflect Dave’s direct influence on developing SGI’s proprietary investment strategies, combining quantitative rigor with a fundamentally driven, risk-focused approach. His ability to blend innovation with disciplined portfolio management has positioned SGI as a trusted partner for wide range of investors, including mass affluent and high-net-worth individuals, institutions, and advisors seeking consistent long-term growth.
A Legacy of Visionary Leadership
Dave Harden’s leadership philosophy is deeply rooted in a commitment to delivering value beyond returns—fostering a culture of excellence, innovation, and client-first investing. His ability to anticipate market shifts, implement advanced portfolio strategies, and cultivate a high-performance team has solidified SGI’s reputation as a premier investment management firm.
LEADERSHIP
One Vision.
Shared Direction.
Summit Global’s leaders bring proven expertise across our full enterprise ecosystem. Together, we believe success is measured not only by growth, but by impact. They provide the structure, stewardship, and support needed to serve clients thoughtfully and responsibly — working as a true force for good in the lives of those we serve.
Aash Shah
Head of Investments
Eric Callister
Chief Financial Officer
John Lore
Chief Compliance Officer, General Counsel
Sylvain Templeman
Chief Growth Officer
Matt Hamilton
Head of Operations & Mergers & Acquisitions
Steve Farrell
Head of Family Office & Private Advisory
Michael Barnett
Managing Director of Advisor & Client Success, & Technology Strategy
Janet Lee
Head of Advisor Success
Ron Rice
Head of Marketing
Our Investment Team.
Our investment team brings decades of institutional experience across virtually every major discipline of investment management, combining deep market perspective, specialized expertise, and a disciplined approach shaped through multiple market cycles.
Aash Shah
Head of Investments
30+ Years Experience
BSE, University of Pittsburgh
MBA, Carnegie Mellon University
Steve Farrell
Head of Family Office, Director of Fixed-Income & Private Capital
BA, Brigham Young University
MBA, Harvard Business School
30+ Years Experience
Robin Kaukonen
Sr. Portfolio & Trading Manager
MBA, Carnegie Mellon University
30+ Years Experience
Tony Hozian
Sr. Derivatives Manager
30+ Years Experience
BA, Yale University
MA, DePaul University
JD, Loyola University
Richard Thawley II
Portfolio Manager
BS, Brigham Young University
16+ Years Experience
Parineeta Gengaje
Sr. Investment Manager
6+ Years Experience
BE, Cummins College
of Engineering, India
MS, University of San Francisco
Kevin Zhu
Sr. Quantitative Analyst
16+ Years Experience
MS, Massachusetts Institute of Technology (MIT)
Our Purpose & Aspiration
Mission & Vision
Our Mission
Share and Build
Be the most trusted and efficient Investment Advisor.
Our Vision
Make a Meaningful Contribution
Help clients find, know and achieve their goals and objectives.
OUR CORE VALUES
How We Show Up Matters
We believe great outcomes begin with how we work. By moving with purpose, acting with honesty, and listening with care, we earn trust and build understanding in every client relationship.
Urgency and Focus
Acting quickly and efficiently, keeping focus on client needs and inspiring others.
Integrity and Transparency
Doing the right thing, being transparent, and communicating clearly with all stakeholders.
Trust and Understanding
Gain a deep understanding of client goals, building trust through consistent professionalism.
Hope and Optimism
Lead with belief, show up as your best self, and elevate the team around you.
Power of the Team
A great degree of our success will be determined by our relationships with each other.
